Privacy Policy

Capital Markets Elite Group Privacy Notice

At Capital Markets Elite (“Capital Markets Elite Group”), we understand that confidentiality and security of the personal information that you share with us is important. That is why we have developed specific policies and practices designed to protect the privacy of your personal information.

By opening an account with Capital Markets Elite Group or by utilizing the products and services available through Capital Markets Elite Group, you have consented to the collection and use of your personal information in accordance with the privacy notice set forth below. We encourage you to read this privacy notice carefully.

Capital Markets Elite Group does not sell customer lists or customer email addresses to third party marketers.

In order to provide brokerage and other financial services and to comply with regulatory requirements, Capital Markets Elite Group collects certain personal, non-public information from you. This includes information:

  • Provided during the Capital Markets Elite Group account application process (e.g., your name, e-mail address, telephone number, birth date, social security number, investment objectives, etc.);
  • Acquired as a result of the transactions you conduct through the Capital Markets Elite Group system or in connection with services offered by Capital Markets Elite Group.
  • Received from consumer-reporting agencies;
  • Collected through Internet “cookies.”

Cookies are bits of textual information that are sent electronically from a web server to your browser and are stored on your computer. They do not identify you individually or contain personal information about you, unless you have identified yourself or provided the information by, for example, opening an account or registering for an online service. Capital Markets Elite Group may use cookies to measure and identify website traffic patterns and to track the performance of web features and advertisements. By providing Capital Markets Elite Group with a better understanding of how you and others use Capital Markets Elite Group’s website and other web services, cookies enable Capital Markets Elite Group to improve the navigation and functionality of its website and to present you with the most useful information and offers. Capital Markets Elite Group may share information obtained from cookies with its employees, agents, and affiliates, but does not sell such information to unaffiliated third parties. Capital Markets Elite Group may permit other companies or their third party ad servers to set cookies on your browser when you visit an Capital Markets Elite Group website. Such companies generally use these cookies as we do. We also use cookies to improve the performance of our advertising on other websites. Although you may not opt out of receiving online advertisements generally, you may control the collection of data on our website that is used for targeted interactivebrokers.com advertising during your visits to other websites. To opt-out of data collection by Capital Markets Elite Group for targeted advertising on other websites visit https://www.cmelitegroup.com/contact-us


We safeguard the confidentiality of your information in a number of ways.

For example:

  • We do not sell or license lists of our customers or the personal, non-public information that you provide to us.
  • We restrict access to the personal, non-public information that you have shared with us to those Capital Markets Elite Group employees, agents and affiliates who need to know such information in connection with the services that Capital Markets Elite Group or an Capital Markets Elite Group affiliate provides to you. This may include third party vendors Capital Markets Elite Group utilizes to provide services to you.
  • We maintain strict employment policies that prohibit employees who have access to your personal, non-public information from using or disclosing such information except for business purposes.
  • We take substantial precautions to safeguard your personal, non-public information. For example, the Capital Markets Elite Group system can be accessed only by authorized Capital Markets Elite Group personnel via valid user names and passwords. In addition, our Internet-based systems include security measures such as encryption and firewalls.

We do not disclose personal, non-public information to individuals or entities that are not affiliated with Capital Markets Elite Group, except as provided by law. For example, among other reasons, we may disclose or report such information: where necessary to authorize, effect, administer or enforce transactions that you request or authorize; to maintain and administer your account; to provide you with account confirmations, statements and records; to maintain appropriate archival records; where we believe that disclosure is required by applicable law, rules or regulations; to cooperate with law enforcement, regulatory or self-regulatory organizations; in connection with resolving disputes arising from your transactions or services we provide to you; to enforce our customer and other agreements; to meet our obligations; or to protect our rights and property. As long as consistent with applicable securities laws and regulations, we may share anonymized account information or anonymized delayed order information with third parties (and/or share such information among our affiliates) for the purpose of analysis, research, market data compilation, product creation, establishing order routing and execution relationships, or for any other lawful purpose.

Finally, if you choose to subscribe to any of Capital Markets Elite Groups Investors’ suite of third-party services that are provided through the Capital Markets Elite Group website, we may disclose such information to the service providers as necessary for them to provide the services that you have requested. Capital Markets Elite Group requires these service providers to enter into confidentiality agreements with Capital Markets Elite Group that limit their use of the information that they receive. Such agreements prohibit the service provider from using Capital Markets Elite Group customer information that they receive other than to carry out the purposes for which the information was disclosed.

If you have any questions about these policies, please contact Capital Markets Elite Group Customer Service through the Capital Markets Elite Group website at https://www.cmelitegroup.com/contact-us

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Information for U.S. Persons

Capital Markets Elite Group is not registered as a securities broker-dealer under the laws of the United States of America. Under U.S. securities laws Capital Markets Elite Group may not accept customers that it believes to be “U.S. Persons” that have been “solicited” by Capital Markets Elite Group. Capital Markets Elite Group uses certain safeguards in an effort to assure that it does not accept any “U.S. Person” as a customer if that person would be considered to have been solicited by Capital Markets Elite Group as determined under U.S securities law.

For this purpose, “U.S. Person” has the meaning provided below. In order for a person who may be a “U.S. Person” to open an account with Capital Markets Elite Group , that person must complete a “Certification as to U.S. Person Status” in the form provided at this link. That certification requires that a potential U.S. Person certify that the potential customer EITHER is not a U.S. Person OR has not been solicited by Capital Markets Elite Group .

In any event, customers of Capital Markets Elite Group will not be protected by U.S. laws, regulations and supervisory structures applicable to broker-dealers registered in the U.S., and they should not expect such protections to apply.

DEFINITION OF “U.S. PERSON”

  1. “U.S. person” means:
    1. Any natural person resident in the United States;
    2. Any partnership or corporation organized or incorporated under the laws of the United States;
    3. Any estate of which any executor or administrator is a U.S. person;
    4. Any trust of which any trustee is a U.S. person;
    5. Any agency or branch of a foreign entity located in the United States;
    6. Any non-discretionary account or similar account (other than an estate or trust) held by a dealer or other fiduciary for the benefit or account of a U.S. person;
    7. Any discretionary account or similar account (other than an estate or trust) held by a dealer or other fiduciary organized, incorporated, or (if an individual) resident in the United States; and
    8. Any partnership or corporation if:
      1. Organized or incorporated under the laws of any foreign jurisdiction; and
      2. Formed by a U.S. person principally for the purpose of investing in securities not registered under the U.S. Securities Act of 1933, unless it is organized or incorporated, and owned, by accredited investors (as defined in U.S. SEC Rule 501(a) who are not natural persons, estates or trusts.
  2. The following are not “U.S. persons”:
    1. Any discretionary account or similar account (other than an estate or trust) held for the benefit or account of a non-U.S. person by a dealer or other professional fiduciary organized, incorporated, or (if an individual) resident in the United States;
    2. Any estate of which any professional fiduciary acting as executor or administrator is a U.S. person if:
      1. An executor or administrator of the estate who is not a U.S. person has sole or shared investment discretion with respect to the assets of the estate; and
      2. The estate is governed by foreign law;
    3. Any trust of which any professional fiduciary acting as trustee is a U.S. person, if a trustee who is not a U.S. person has sole or shared investment discretion with respect to the trust assets, and no beneficiary of the trust (and no settlor if the trust is revocable) is a U.S. person;
    4. An employee benefit plan established and administered in accordance with the law of a country other than the United States and customary practices and documentation of such country;
    5. Any agency or branch of a U.S. person located outside the United States if:
      1. The agency or branch operates for valid business reasons; and
      2. The agency or branch is engaged in the business of insurance or banking and is subject to substantive insurance or banking regulation, respectively, in the jurisdiction where located.

Certification as to U.S. Person Status

(CFR Part 240 Rule 15a-6 Compliance)

PARTIES
  1. Capital Markets Elite Group Limited, a company incorporated under the laws of Trinidad and Tobago, with its registered office 22-24 Albion Plaza, Victoria Avenue, Woodbrook, Port of Spain, Trinidad and Tobago W.I. with registered company number C2013070804456 (Capital Markets Elite Group); and

  2. The undersigned potential customer (the Potential Customer). WHEREAS:
      1. Capital Markets Elite Group’s services involve providing brokerage and dealing services in connection with investments including shares and share options, debentures, warrants, futures, exchange traded funds, units in collective investment schemes, contracts for differences and forex spot contracts.
      2. Capital Markets Elite Group is authorized and regulated by the Trinidad and Tobago Securities and Exchange Commission in Trinidad and Tobago and has permission under the Securities Act 2012 to offer and provide its services to customers and counterparties.
      3. Capital Markets Elite Group can only accept a U.S. Person (as defined on Attachment 1) as a customer if that U.S. Person has not been solicited either directly or indirectly through accessing our websites or otherwise, under the unsolicited exemption of Rule 15a-6 of the U.S. Securities and Exchange Commission.
      4. The Potential. Customer wishes to engage some or all the services of Capital Market Elite Group described in 1. above.

I, The Potential Customer, DOES HEREBY CERTIFY that:
    1. The Potential Customer was first made aware of Capital Markets Elite Group by a third-party source, not a Capital Markets Elite Group website or a contact from Capital Markets Elite Group;
    2. The Potential Customer has not been solicited either directly or indirectly through accessing these websites or otherwise by Capital Markets Elite Group; (c) The Potential Customer has approached Capital Markets Elite Group on the Potential Customer’s own volition.; and
    3. The Potential Customer understands that if the Potential Customer establishes a relationship with Capital Markets Elite Group the Potential Customer will NOT be protected by U.S. laws, regulations and supervisory structures applicable to broker-dealers registered in the U.S., and the Potential Customer does not expect such protections to apply.

Information for U.S. Persons

Capital Markets Elite Group is not registered as a securities broker-dealer under the laws of the United States of America. Under U.S. securities laws Capital Markets Elite Group may not accept customers that it believes to be “U.S. Persons” that have been “solicited” by Capital Markets Elite Group. Capital Markets Elite Group uses certain safeguards in an effort to assure that it does not accept any “U.S. Person” as a customer if that person would be considered to have been solicited by Capital Markets Elite Group as determined under U.S securities law.

For this purpose, “U.S. Person” has the meaning provided below. In order for a person who may be a “U.S. Person” to open an account with Capital Markets Elite Group , that person must complete a “Certification as to U.S. Person Status” in the form provided at this link. That certification requires that a potential U.S. Person certify that the potential customer EITHER is not a U.S. Person OR has not been solicited by Capital Markets Elite Group .

In any event, customers of Capital Markets Elite Group will not be protected by U.S. laws, regulations and supervisory structures applicable to broker-dealers registered in the U.S., and they should not expect such protections to apply.

DEFINITION OF “U.S. PERSON”

  1. “U.S. person” means:
    1. Any natural person resident in the United States;
    2. Any partnership or corporation organized or incorporated under the laws of the United States;
    3. Any estate of which any executor or administrator is a U.S. person;
    4. Any trust of which any trustee is a U.S. person;
    5. Any agency or branch of a foreign entity located in the United States;
    6. Any non-discretionary account or similar account (other than an estate or trust) held by a dealer or other fiduciary for the benefit or account of a U.S. person;
    7. Any discretionary account or similar account (other than an estate or trust) held by a dealer or other fiduciary organized, incorporated, or (if an individual) resident in the United States; and
    8. Any partnership or corporation if:
      1. Organized or incorporated under the laws of any foreign jurisdiction; and
      2. Formed by a U.S. person principally for the purpose of investing in securities not registered under the U.S. Securities Act of 1933, unless it is organized or incorporated, and owned, by accredited investors (as defined in U.S. SEC Rule 501(a) who are not natural persons, estates or trusts.
  2. The following are not “U.S. persons”:
    1. Any discretionary account or similar account (other than an estate or trust) held for the benefit or account of a non-U.S. person by a dealer or other professional fiduciary organized, incorporated, or (if an individual) resident in the United States;
    2. Any estate of which any professional fiduciary acting as executor or administrator is a U.S. person if:
      1. An executor or administrator of the estate who is not a U.S. person has sole or shared investment discretion with respect to the assets of the estate; and
      2. The estate is governed by foreign law;
    3. Any trust of which any professional fiduciary acting as trustee is a U.S. person, if a trustee who is not a U.S. person has sole or shared investment discretion with respect to the trust assets, and no beneficiary of the trust (and no settlor if the trust is revocable) is a U.S. person;
    4. An employee benefit plan established and administered in accordance with the law of a country other than the United States and customary practices and documentation of such country;
    5. Any agency or branch of a U.S. person located outside the United States if:
      1. The agency or branch operates for valid business reasons; and
      2. The agency or branch is engaged in the business of insurance or banking and is subject to substantive insurance or banking regulation, respectively, in the jurisdiction where located.

Information for U.S. Persons

Capital Markets Elite Group is not registered as a securities broker-dealer under the laws of the United States of America. Under U.S. securities laws Capital Markets Elite Group may not accept customers that it believes to be “U.S. Persons” that have been “solicited” by Capital Markets Elite Group. Capital Markets Elite Group uses certain safeguards in an effort to assure that it does not accept any “U.S. Person” as a customer if that person would be considered to have been solicited by Capital Markets Elite Group as determined under U.S securities law.

For this purpose, “U.S. Person” has the meaning provided below. In order for a person who may be a “U.S. Person” to open an account with Capital Markets Elite Group , that person must complete a “Certification as to U.S. Person Status” in the form provided at this link. That certification requires that a potential U.S. Person certify that the potential customer EITHER is not a U.S. Person OR has not been solicited by Capital Markets Elite Group .

In any event, customers of Capital Markets Elite Group will not be protected by U.S. laws, regulations and supervisory structures applicable to broker-dealers registered in the U.S., and they should not expect such protections to apply.

DEFINITION OF “U.S. PERSON”

  1. “U.S. person” means:
    1. Any natural person resident in the United States;
    2. Any partnership or corporation organized or incorporated under the laws of the United States;
    3. Any estate of which any executor or administrator is a U.S. person;
    4. Any trust of which any trustee is a U.S. person;
    5. Any agency or branch of a foreign entity located in the United States;
    6. Any non-discretionary account or similar account (other than an estate or trust) held by a dealer or other fiduciary for the benefit or account of a U.S. person;
    7. Any discretionary account or similar account (other than an estate or trust) held by a dealer or other fiduciary organized, incorporated, or (if an individual) resident in the United States; and
    8. Any partnership or corporation if:
      1. Organized or incorporated under the laws of any foreign jurisdiction; and
      2. Formed by a U.S. person principally for the purpose of investing in securities not registered under the U.S. Securities Act of 1933, unless it is organized or incorporated, and owned, by accredited investors (as defined in U.S. SEC Rule 501(a) who are not natural persons, estates or trusts.
  2. The following are not “U.S. persons”:
    1. Any discretionary account or similar account (other than an estate or trust) held for the benefit or account of a non-U.S. person by a dealer or other professional fiduciary organized, incorporated, or (if an individual) resident in the United States;
    2. Any estate of which any professional fiduciary acting as executor or administrator is a U.S. person if:
      1. An executor or administrator of the estate who is not a U.S. person has sole or shared investment discretion with respect to the assets of the estate; and
      2. The estate is governed by foreign law;
    3. Any trust of which any professional fiduciary acting as trustee is a U.S. person, if a trustee who is not a U.S. person has sole or shared investment discretion with respect to the trust assets, and no beneficiary of the trust (and no settlor if the trust is revocable) is a U.S. person;
    4. An employee benefit plan established and administered in accordance with the law of a country other than the United States and customary practices and documentation of such country;
    5. Any agency or branch of a U.S. person located outside the United States if:
      1. The agency or branch operates for valid business reasons; and
      2. The agency or branch is engaged in the business of insurance or banking and is subject to substantive insurance or banking regulation, respectively, in the jurisdiction where located.

Certification as to U.S. Person Status

(CFR Part 240 Rule 15a-6 Compliance)

PARTIES
  1. Capital Markets Elite Group Limited, a company incorporated under the laws of Trinidad and Tobago, with its registered office 22-24 Albion Plaza, Victoria Avenue, Woodbrook, Port of Spain, Trinidad and Tobago W.I. with registered company number C2013070804456 (Capital Markets Elite Group); and

  2. The undersigned potential customer (the Potential Customer). WHEREAS:
      1. Capital Markets Elite Group’s services involve providing brokerage and dealing services in connection with investments including shares and share options, debentures, warrants, futures, exchange traded funds, units in collective investment schemes, contracts for differences and forex spot contracts.
      2. Capital Markets Elite Group is authorized and regulated by the Trinidad and Tobago Securities and Exchange Commission in Trinidad and Tobago and has permission under the Securities Act 2012 to offer and provide its services to customers and counterparties.
      3. Capital Markets Elite Group can only accept a U.S. Person (as defined on Attachment 1) as a customer if that U.S. Person has not been solicited either directly or indirectly through accessing our websites or otherwise, under the unsolicited exemption of Rule 15a-6 of the U.S. Securities and Exchange Commission.
      4. The Potential. Customer wishes to engage some or all the services of Capital Market Elite Group described in 1. above.

I, The Potential Customer, DOES HEREBY CERTIFY that:
    1. The Potential Customer was first made aware of Capital Markets Elite Group by a third-party source, not a Capital Markets Elite Group website or a contact from Capital Markets Elite Group;
    2. The Potential Customer has not been solicited either directly or indirectly through accessing these websites or otherwise by Capital Markets Elite Group; (c) The Potential Customer has approached Capital Markets Elite Group on the Potential Customer’s own volition.; and
    3. The Potential Customer understands that if the Potential Customer establishes a relationship with Capital Markets Elite Group the Potential Customer will NOT be protected by U.S. laws, regulations and supervisory structures applicable to broker-dealers registered in the U.S., and the Potential Customer does not expect such protections to apply.

U.S. IP Address Detected

In compliance with SEC Rule 15a-6, this website is not intended to solicit U.S. Persons. To proceed you will need to agree to Capital Markets Elite Group’s Indemnity Agreement.

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